Management Information Sheet

Submission of Assessment Information 2023 - Detailed Guidance

MI Sheet TypeAction
To Be Completed By: 30/06/2023
MI Number:95/23
Publication Date:23/05/2023 10:00:00
LA Contact:Schools Data Team
Audience:Headteachers, School Administrators and Chairs of Governors of all Primary Phase Schools and Academies including Special Schools
Links:https://services.signin.education.gov.uk/
Detailed_MI Assess 2023 ALL Key Stages.pdf
Key Stage 1 2023.pdf
Key Stage 2 2023.pdf
Phonics 2023.pdf
Overview and Timeline 2023.pdf

Submission of Assessment Information 2023 - Detailed Guidance

Overview and Timeline

Below are the recommended latest dates for submission of assessment information this year, as outlined in our previous MI Sheet 56/23. This MI sheet gives further details and guidance.

For KS1 and KS2 Teacher Assessments, the DfE publish deadline dates by which schools have to submit their data, including schools that are being moderated. However, schools can submit their data before the DfE-published deadlines and the LA actually recommend submitting early to enable any errors or issues to be resolved in good time. The LA schools data team will be aware that some schools will be moderated and that submitting data early will not be always possible.

Please be aware that in previous years the DfE have taken the data submitted on their deadline date and published it in DfE Accountability documents (e.g. ASP/Inspection Summary Dashboard Reports) in the Autumn Term. Any school that has not submitted by the deadline will have gaps and blanks in these important DfE documents.

Below are the submission deadlines recommended by the LA, followed by important information on how to check your data submissions.

Latest Date For SubmissionData to be Submitted

Phonics (Yr 1 & selected Yr 2)
Monday 19 June
(With allowance made if Phonics timetable variation week is required)

Phonics screening results
  • to also include year 2 pupils not meeting the required standard in Year 1 (Summer 2022)
  • to be sent to Education Achievement Service Data Team via Anycomms Plus

Key Stage 1
(LA-recommended date with allowance for
schools being moderated) Thursday 22 June

Key Stage 1 Teacher Assessments

  • to be sent to Learning & Achievement Data Team via Anycomms Plus
  • including Pre-Key Stage and Engagement Model where appropriate
  • no test results required to be sent to the LA
  • EYFSP
    by Monday 26 June

    Early Years Foundation Stage Profile Assessments
  • to be sent to Learning & Achievement Data Team via Anycomms Plus
  • Key Stage 2
    (Deadline to submit KS2 TA data on the PAG - submissions will not be accepted after this date) Friday 30 June

    Key Stage 2 Teacher Assessments

  • Teacher Assessments are to be completed and submitted to STA before test results are returned to schools
  • no results should be sent to the LA
  • including Pre-Key Stage and Engagement Model where appropriate
  • to be uploaded onto STA's Primary Assessment Gateway website
  • https://www.primaryassessmentgateway.education.gov.uk

    Data Checking - applies to all schools

    Provisional Reports will be available in Perspective Lite for schools to run themselves - there are School Summary and Pupil Level reports. This gives schools the opportunity to check their results and resolve any issues before the LA submits the data to the DfE, so please submit your data returns in time, and earlier if possible.

    Visit the Perspective Lite Help Pages to find out how to run these reports.

    Please note that there will be a short delay between you submitting your data to the LA and the reports being available in Perspective Lite, whilst the LA uploads the data into the Perspective system.

    Moderation - KS1 & KS2

    :

    Schools that are being moderated by the LA moderation team should not submit their assessments until AFTER being moderated.

    Academies

    Please note, every reference to "schools" in this MI Sheet also applies to academies.

    Contact Details for further help

    An Assessments web page has been produced by the Norfolk Learning & Achievement Service, and is intended to be a comprehensive source of information to help you complete your assessments. If you still have a query that you need answering, please contact one of the appropriate teams listed below.

    Learning & Achievement Service

    For further advice on the submission process or information on school performance data
    Simon Porritt / Alex Webb / Simon Wilkinson
    Email for all: cs.schooldata@norfolk.gov.uk

    For advice on statutory teacher assessment, moderation and test administration:
    Amanda Lowe - 01603 303304
    Email: assessment@norfolk.gov.uk

    ICT Solutions:

    For technical ICT support for school MIS
    https://ict.norfolk.gov.uk/
    Helpdesk 0845 303 3003 or 01603 475603
    ict@norfolk.gov.uk

    Early Years Foundation Stage Profile

    Detailed requirements

    ItemDetail
    Deadline dateMonday 26 June (early returns are encouraged)
    What to submit End-of-Reception Year results (1 or 2) in the EYFS Profile assessment for each pupil in each of the 17 Early Learning Goals (not "in-year" assessments)
    What to send XML/CTF file format - to include postcodes
    Quick View of processEnter data in MIS > Export CTF file > Submit to LA > Check Provisional report in Perspective > Report any discrepancies to Learning & Achievement Data Team
    Where to send toUse Anycomms Plus to send to Norfolk LA
    What happens next

    • If there are issues/problems with the data file, then the Data Team will contact the school, initially by email to the office@
    • There is no need to contact the Data Team just to check receipt of your data file

    Check results

    Provisional Reports will be available in Perspective Lite for schools to run themselves. Visit the Perspective Lite Help Pages to find out how to run these reports.

    Please note that there will be a short delay between you submitting your data to the LA and the reports being available in Perspective Lite, whilst the LA uploads the data into the Perspective system.

    Changes to results/other detailsReport any errors in the provisional report to the Learning & Achievement Data Team as soon as possible.
    New leavers and starters

    • If a pupil transfers schools before the summer half term holiday, the new setting must report the pupil results to its LA.
    • If a pupil transfers schools during the second half of the summer term then the previous school is responsible for reporting to the LA.

    Contact

    Learning & Achievement Data Team
    For further advice on the submission process or information on school education performance data Simon Porritt / Alex Webb / Simon Wilkinson
    Email for Data Team: cs.schooldata@norfolk.gov.uk

    Further guidance:
    DfE guidance

    Early years foundation stage profile return 2023: guide https://www.gov.uk/government/publications/early-years-foundation-stage-profile-handbook
    Please note that the data submitted will be published in the Analyse School Performance (ASP)/DfE Inspection Dashboards (IDSRs).

    LA Data Team FAQ / Guidance & Check Lists/Crib Sheets http://www.schools.norfolk.gov.uk/School-administration/Key-stage-assessments
    ICT resourceswww.ict.norfolk.gov.uk
    Anycomms Plus

    https://acplus.nsix.org.uk/Login.aspx
    Username issues: username / password please contact the ICT service desk on ict@norfolk.gov.uk / 0845 303 3003.

    Phonics screening check

    Detailed requirements

    ItemDetail
    Deadline date

    Monday 19 June (early returns are encouraged)
    (With allowance made if Phonics timetable variation week is required)

    Testing period

    12 - 16 June
    (19 - 23 June - timetable variation week for absent pupils)

    What to submit

    Year 1 Phonics scores (or Outcomes if test not taken e.g. A or D)
    Year 2 Phonics scores - just for the pupils who need a re-test, or missed the 2022 Summer term phonics screening check (or Outcomes if test not taken e.g. A or D). See "Further Information" below for missing results.
    Do not wait for the threshold score - we do not need the Outcomes for the pupils who sat the test - just their scores.
    (Threshold published Monday 26 June 2023)

    What to send XML/CTF file format
    Quick View of process

    Enter data in MIS > Export CTF file > Submit to LA > Check Provisional report in Perspective > Report any discrepancies to Learning & Achievement Data Team

    Where to send toUse Anycomms Plus to send to Norfolk LA
    What happens next

    • If there are issues/problems with the data file, then the Data Team will contact the school, initially by email to the office@
    • There is no need to contact the Data Team just to check receipt of your data file

    Check results

    Provisional Reports will be available in Perspective Lite for schools to run themselves. Visit the Perspective Lite Help Pages to find out how to run these reports.
    Please note that there will be a short delay between you submitting your data to the LA and the reports being available in Perspective Lite, whilst the LA uploads the data into the Perspective system.

    Changes to results/other details Report any errors in the provisional report to the Learning & Achievement Data Team as soon as possible.
    New leavers and starters

    • If the pupil was at your school for Phonics test (or was recorded as A or D) - then you are to include them in your data file.
    • If a pupil transfers schools before the Phonics test, the new setting must report the pupil results to its LA.

    Headteacher's declaration form (HDF) Deadline for schools to submit phonics screening check HDF on the PAG - Monday 3 July.
    Contact

    Learning & Achievement Data Team
    For further advice on the submission process or information on school education performance data
    Simon Porritt / Alex Webb / Simon Wilkinson
    Email for Data Team: cs.schooldata@norfolk.gov.uk

    Further guidance:
    DfE guidance

    The Assessment and Reporting Arrangements KS1 and Phonics 2023 booklet:
    https://www.gov.uk/government/publications/2023-key-stage-1-assessment-and-reporting-arrangements-ara
    Please note that the data submitted will be published in the Analyse School Performance (ASP)/DfE Inspection Dashboards (IDSRs).

    LA Data Team FAQ / Guidance & Check Lists/Crib Sheetshttp://www.schools.norfolk.gov.uk/School-administration/Key-stage-assessments
    ICT resourceswww.ict.norfolk.gov.uk
    Anycomms Plus

    https://acplus.nsix.org.uk/Login.aspx
    Username issues: username / password please contact the ICT service desk on ict@norfolk.gov.uk / 0845 303 3003.

    Phonics Submission Process - Extra Information - Year 2 Pupils Missing Results

    Note: Schools are responsible for checking all their current Year 2 pupils' phonics screening check results. Any pupils who did not have an Outcome of "Wa" (Working at) in the Summer 2022 phonics screening checks, including pupils who were not assessed, must be included in this year's Year 2 phonics screening, and their results recorded and submitted at the same time as the Year 1 results.

    Key Stage 1 Assessments

    Detailed requirements

    ItemDetail
    Deadline dateThursday 22 June (early returns are encouraged)
    Testing periodThe month of May
    What to submit

    • Teacher Assessment "outcome" in reading, writing, mathematics and science. Valid codes available here: Valid TA Codes
    • Additional P Scales or NOTSEN codes, for children who are assessed at Outcome BLW. See Extra Information below

    What to sendXML/CTF file format
    Quick View of processEnter data in MIS > Export CTF file > Submit to LA > Check Provisional report in Perspective > Report any discrepancies to Learning & Achievement Data Team
    Where to send toUse Anycomms Plus to send to Norfolk LA
    What happens next

    • If there are issues/problems with the data file, then the Data Team will contact the school, initially by email to the office@
    • There is no need to contact the Data Team just to check receipt of your data file

    Check results

    Provisional Reports will be available in Perspective Lite for schools to run themselves. Visit the Perspective Lite Help Pages to find out how to run these reports.
    Please note that there will be a short delay between you submitting your data to the LA and the reports being available in Perspective Lite, whilst the LA uploads the data into the Perspective system

    Changes to results/other detailsReport any errors in the provisional report to the Learning & Achievement Data Team as soon as possible.
    New leavers and starters

    • If the pupil took the KS1 tests at your school then you must submit the TA for all these pupils, including any pupils who leave the school after the KS1 tests but before the end of the school year.
    • If a pupil did not take the KS1 tests at your school then do not submit TA for them - the losing school will be submitting them.
    • See Extra Information below for pupils who arrive/leave during the test period.

    Head Teachers declaration formOn Primary Assessment Gateway - by Friday 30 June
    Contact

    Learning & Achievement Data Team
    For further advice on the submission process or information on school education performance data
    Simon Porritt / Alex Webb / Simon Wilkinson
    Email for Data Team: cs.schooldata@norfolk.gov.uk

    Further guidance:
    DfE guidance

    The Assessment and Reporting Arrangements KS1 and Phonics 2023 booklet:
    https://www.gov.uk/government/publications/2023-key-stage-1-assessment-and-reporting-arrangements-ara
    Please note that the data submitted will be published in the Analyse School Performance (ASP)/DfE Inspection Dashboards (IDSRs).

    LA Data Team FAQ / Guidance & Check Lists/Crib Sheets http://www.schools.norfolk.gov.uk/School-administration/Key-stage-assessments
    ICT resourceswww.ict.norfolk.gov.uk
    Anycomms Plus

    https://acplus.nsix.org.uk/Login.aspx
    Username issues: username / password please contact the ICT service desk on ict@norfolk.gov.uk / 0845 303 3003.

    Key Stage 1 Submission Process - Extra Information

    KS1 Submission Deadline

    The KS1 submission deadline is on Thursday 22 June However, we encourage schools to submit their data before Thursday 22 June if all moderation has been completed, the data has been finalised, and is ready to send. This will allow for the LA & schools to resolve any errors or omissions before the Tuesday 27 June DfE cut-off.

    Test Results

    There is no statutory requirement to record the KS1 Test results in your MIS, or send them to the LA.

    Pupils Who Arrive During May 2023

    If a pupil arrives in the school during the KS1 test period in May 2023, the receiving school must find out which tests have already been administered to the pupil and administer any remaining tests. The school where the pupil was registered for the greater number of days (including holidays) in May should submit TA data for that pupil to the LA.

    Assessment Outcome

    The Engagement Model

    The engagement model replaces P scales 1 - 4 and is a new statutory teacher assessment tool for pupils working below the standard of the national curriculum and not engaged in subject-specific study.

    It should be used to assess pupils' learning regularly throughout the year, enabling these pupils' achievements and progress to be measured over time.

    Schools must report which pupils have been assessed using the engagement model when the pupil is at the end of KS1. This is so the DfE is aware of how many pupils are not engaged in subject-specific study and where they are being educated.

    STA has published further guidance on the statutory requirements for using the engagement model to assess pupils working below the standard of the national curriculum and not engaged in subject-specific study.

    Key Stage 2 Assessments & Test Results

    Detailed requirements

    ItemDetail
    Deadline dateFriday 30 June (early returns are encouraged)
    Testing period9 - 12 May
    Changes in processesDifferent - revised pre-Key Stage standards and revised P Scales.
    What to submit

    Pupil sitting tests do not require assessments for reading/maths. Pupils NOT sitting tests for reading/maths require Teacher Assessments submitting - probably pre-Key Stage standards.
    All pupils require assessments for writing and science.

    • Valid codes available here: Valid TA Codes
    • Additional The engagement model is statutory for use from the 2021/22 academic year to assess pupils working below the standard of the national curriculum and not yet engaged in subject-specific study. Schools can no longer assess pupils against P scales 1 to 4<
    /p>
    What to sendXML/CTF file format or Excel template (from Primary Assessment Gateway).
    Quick View of process
    Enter data in MIS > Export CTF file > Submit to Primary Assessment Gateway > Check Provisional report in Perspective > Report any discrepancies.
    Where to send toPrimary Assessment Gateway - Teacher Assessments (Don't send any data to the LA) What happens next Primary Assessment Gateway Primary Assessment Gateway will report if there are any errors or issues - you must resolve these yourself, in necessary by submitting a revised return.
    Check results - Writing & Science TAs

    Provisional Reports will be available in Perspective Lite for schools to run themselves. Visit the Perspective Lite Help Pages to find out how to run these reports.
    Please note that there will be a short delay between you submitting your data to the LA and the reports being available in Perspective Lite, whilst the LA uploads the data into the Perspective system.

    Changes to results/other details

    If you notice any errors - before the final DfE deadline of 30 June - then submit revised results to the Primary Assessment Gateway Primary Assessment Gateway as soon as possible.
    Please inform the Learning & Achievement Data Team - so we have the most up to date data for your school.

    New leavers and starters

    • If the pupil took the KS2 tests at your school then you must submit the TA for all these pupils, including any pupils who leave the school after the KS2 tests but before the end of the school year.
    • If a pupil did not take the KS2 tests at your school then do not submit TA for them - the losing school will be submitting them.
    • See Extra Information below for pupils who may arrive/leave during test week.

    Headteacher's declaration formOn Primary Assessment Gateway (PAG) - by Monday 22 May
    Contact Learning & Achievement Data Team

    For further advice on the submission process or information on school education performance data
    Simon Porritt / Alex Webb / Simon Wilkinson
    Email for Data Team: cs.schooldata@norfolk.gov.uk

    Test ResultsReleased Tuesday 11 July
    Available on
    Available from

    DfE "Primary Assessment Gateway" website
    https://www.primaryassessmentgateway.education.gov.uk/

    Action requiredPlease import your Key Stage 2 Test results (in XML/CTF format) into your MIS. Recording Test results is important for: (a) producing statutory reports for parents, (b) data analysis and self-evaluation (e.g. for inspection purposes)
    Check results for All SubjectsFollowing the release of the test results Provisional Reports should be available in Perspective Lite for schools to run themselves. Visit the Perspective Lite Help Pages to find out how to run these reports. Should be available from Wednesday 12 July.
    Review deadlinesMarking review applications to the STA by Friday 21 July (11:59pm)
    Further guidance:
    DfE guidance

    2023 Key stage 2: assessment and reporting arrangements (ARA)
    https://www.gov.uk/government/publications/2023-key-stage-2-assessment-and-reporting-arrangements-ara
    Please note that the data submitted will be published in the Analyse School Performance (ASP)/DfE Inspection Dashboards (IDSRs).

    LA Data Team FAQ / Guidance & Check Lists/Crib Sheets http://www.schools.norfolk.gov.uk/School-administration/Key-stage-assessments
    ICT resourceswww.ict.norfolk.gov.uk
    Primary Assessment Gateway (PAG) website

    For support using the PAG website, contact the national curriculum assessments helpline on 0300 303 3013, or email assessments@education.gov.uk

    Key Stage 2 Submission Process - Extra Information

    KS2 Submission Deadline

    The KS2 submission deadline is Friday 30 June. However, there is no reason why schools cannot submit their data before Friday 30 June if all moderation has been completed, the data has been finalised, and is ready to send. This will allow for the LA & schools to resolve any errors or omissions before the deadline.

    The DfE will take the data on 30 June and publish it in DfE Accountability documents (e.g. ASP/Inspection Summary Dashboard Reports) in the Autumn Term. Any school that has not submitted data by 30 June will have gaps and blanks in these DfE documents.

    KS2 - Teacher Assessments 2023

    For the KS2 teacher assessments 2023 instructions, visit Key Stage 2 teacher assessment guidance - GOV.UK (www.gov.uk): Schools are required to assess all pupils in English writing and Science, providing a valid code for them. Schools must also assess pupils in English reading and mathematics where they are below the standard of the national curriculum assessments and provide a valid code for them.

    Pupils Changing School During Test Week

    If a pupil changes school during the KS2 test week, the school where the pupil was registered at the beginning of the test week must submit TA data for the pupil.

    Assessment Outcome

    The Engagement Model

    In 2022/23, if a pupil is working below the standard of national curriculum assessments and not yet engaged in subject-specific study, they must be assessed using the engagement model at the end of KS2.

    The engagement model is a teacher assessment tool that replaces P scales 1 - 4 and is formed of 5 areas of engagement: exploration, realisation, anticipation, persistence and initiation. Each of the 5 areas are interrelated and should be used when assessing pupils who are not engaged in subject-specific study.

    Since September 2021, schools have been required to:

    • use the engagement model to assess pupils who are working below the standard of national curriculum assessments and not engaged in subject-specific study at the end of KS2.
    • report to DfE which pupils have been assessed using the engagement model for KS2 - schools are not required to submit any other data to DfE about the progress of these pupils.